Course ObjectivesIntroduce to students about sustainable investing and ESG along with the relationship of social responsible investment and ESG investmentThe recent development about ESG investing in Hong Kong will be cover as well as the benefit and future of ESG investingUpon completion of the course, student should be able to briefly explain sus..

Course Objectives使學員了解保費融資的背景、機制、對客戶的利益及相關風險使學員了解相關行業合規指引要求，在銷售過程中向客戶作出相關披露The course mainly covers below major topics:什麼是保費融資?詳細說明保費融資對保單的潛在影響業界規管負擔能力評估防範客戶過度槓桿披露銷售實踐、培訓等方面..

Course ObjectivesWhat is social selling? To introduce the definition and application of the conceptUnderstanding the challenges of Social Selling and the main tactics to be usedBest practices of social selling, using 3 Tactics of selling application to teach the participants how to apply in their working environmentBuild your digital brand image, i..

Course ObjectivesA better understanding of financial crime history and evolution Different types of financial crimes such as fraud, bribery and corruption, insider trading, money laundering and financing of terrorism are introducedRegulatory requirements and financial crime risk management best practices are learntThe course mainly covers belo..

Course ObjectivesThis course aims to provide participant with the views of global FinTech innovation including virtual banking and other business model innovation.Introduce different types of FinTech applications such as virtual bank, virtual insurance and the challenge of regulators and market players.Market Overview and FinTech Overview helps par..

Course ObjectivesMaking use of AI tools to assist daily tasks in Finance Industry.The course mainly covers below major topics:AI WritePrompt Formula 1.0LinkedIn Post GeneratorMindmapPrompt Formula 2.0AI Generated Content DetectorsPrompts ReferencesAI SlideAI DrawWhat's next..

Course Objectives明白年金概念及基本類型理解「合資格延期年金」基本資料、稅務優惠掌握於銷售「合資格延期年金」時須履行之操守事宜The course mainly covers below major topics:年金概念及基本類型合資格延期年金 (QDAP)基本資料、稅務優惠保險持牌人士操守事宜..

Course Objectives講解投資相連保險的發展簡史 和 基本知識讓學員: 1. 對投資相連保險的結構及詳細資料有清晰認知 2. 掌握投資相連保險最新發展資訊The course mainly covers below major topics:投連起源兩個根基概念 及 投資相連計劃結構其他特色投連壽險常見收費計劃獎賞2023投連壽險結構新指引-保障型投資相連壽險PLPPLP投資選項..

Course Objectives從不同的角度，例如服務素質、法制、稅制、金融制度及產品等，知道香港的保險產品相對於周邊地區有那些明顯優勢The course mainly covers below major topics:社會及法律制度稅務制度香港金融市場制度的規管保險理財產品優勢研究危疾保險優勢..

Course Objectives完成本課程後，學員能夠知道人壽保險基本概念、運作及不同壽險類別的分別 The course mainly covers below major topics:壽險產品的運作定期壽險儲蓄壽險、終身壽險保額與保證現金價值分紅與紅利定期派發保證現金壽險英式／美式壽險之分別..

Course Objectives完成本課程後，學員能夠 透過六字真言為客戶解開迷思為何利用儲蓄壽險作為增值策略工具，從而掌握如何利用儲蓄壽險為客戶人生目標籌謀。..

Course Objectives介紹私隱條例中六項保障資料原則隱私政策聲明、資料收集、監控及監視、跨境資料轉移等亦有提及完成課程後，學員將對理解私隱資料保障The course mainly covers below major topics:處理個人資料之法定規定六項保障資料原則收集個人資料聲明私隱政策聲明資料收集監控及監視跨境資料轉移個人資料的刪除及匿名化資料外洩處理及通知私隱資料摘要..

Course Objectives介紹證監會操守準則要求 - 概述《證券及期貨事務監察委員會持牌人或註冊人操守準則》 及 《基金經理操守準則》概述違規後果完成課程後，學員將理解《證券及期貨事務監察委員會持牌人或註冊人操守準則》及 《基金經理操守準則》之重點The course mainly covers below major topics:《證券及期貨事務監察委員會持牌人或註冊人操守準則》客戶協議委託帳戶客戶優先處理保留回佣、非金錢利益和關連交易專業投資者分析員電子交易基金經理操守準則..

Course Objectives介紹利益衝突及在不同的守則、指引及條例下之定義和要求概述違規後果完成課程後，學員將能夠理解及按要求管理利益衝突The course mainly covers below major topics:利益衝突管理概要不同守則、指引下之利益衝突《防止賄賂條例》﹙第201章﹚- 私營機構角色與責任處理利益衝突利益衝突識別及評估違規後果..

Course Objectives瞭解哪些類型的可疑活動，可能表明有洗錢犯罪意圖瞭解可以採取哪些措施來防止或檢示洗錢活動The course mainly covers below major topics:什麼是打擊洗錢什麼是恐怖分子資金籌集什麼是大規模毀滅武器擴散資金籌集洗錢與恐怖分子資金籌集之間的區別洗錢的三個階段法律和監管要求監理合規性客戶盡職審查持續的盡職審查可疑金融交易的處理保存記錄政策和程序..