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[14 Jul 2025 2:30pm Zoom] Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation
[14 Jul 2025 2:30pm Zoom] Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation

[14 Jul 2025 2:30pm Zoom] Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation

HK$240.00
Product Code: 80/257/46-1
Viewed 165 times
Description

Item specifics

  • HKCAAVQ Ref no. 80/257/46
  • Mode Zoom
  • Written/Spoken Language Chi/Can
  • IA CPD (hours) 4 CPD
  • MPFA CPD (hours) 4 Non-Core
  • SFC CPT (hours) 3.5 RC / 0.5 Ethics

Product Description

Date: 14 July 2025 (Monday)
Time: 10:00 - 12:00 & 14:30 - 16:30

Course Objectives

  • Learn key point to obtaining the proper securities license.
  • Helping practice and various question types and answering skills in the shortest time possible.
  • Helping to master the test skills easily by combines the key points of the test.

The course mainly covers below major topics:

  • Regulatory overview of the Hong Kong financial industry
  • Principles of relevant HK law and the new Companies Ordinance (NCO)
  • Securities and Futures Ordinance (SFO)
  • Licensing and registration, and subsidiary legislation
  • Business conduct and client relations
  • Business operations and practices
  • Participating in the Hong Kong Exchanges
  • Corporate finance and SFC authorized products
  • Market misconduct and improper trading practice
[14 Jul 2025 2:30pm Zoom] Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation

[14 Jul 2025 2:30pm Zoom] Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation

HK$240.00