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[3 October 2025 2:30pm Zoom] Common Offences and Misconduct of MPF Intermediaries (MPF Core Activities Series Module 3)
[3 October 2025 2:30pm Zoom] Common Offences and Misconduct of MPF Intermediaries (MPF Core Activities Series Module 3)

[3 October 2025 2:30pm Zoom] Common Offences and Misconduct of MPF Intermediaries (MPF Core Activities Series Module 3)

HK$180.00
Product Code: 80/257/42-3
Viewed 30 times
Description

Item specifics

  • HKCAAVQ Ref no. 80/257/42
  • Mode Zoom
  • Written/Spoken Language Chi/Can
  • IA CPD (hours) 2 CPD
  • MPFA CPD (hours) 2 Core

Product Description

Date: 3 October 2025 (Friday)
Time: 14:30 - 16:30

The course mainly covers below major topics:

Common Offences and Misconduct of MPF Intermediaries (MPF Is)

  • Forging clients’ signatures and making unauthorized transfer of clients’ MPF
  • Impersonating scheme members to obtain their information from MPF trustees
  • Asking clients to sign on incomplete forms and failing to keep a record of clients’ instructions
  • Providing inaccurate information to clients and using marketing materials which have not been approved by their principal intermediaries

Enforcement Cases against MPFIs and Other Conduct Issues

  • Stepping up of disciplinary actions on serious misconduct of MPFIs
  • Highlight on r e levant enforcement cases against MPFIs
  • False examination records
[3 October 2025 2:30pm Zoom] Common Offences and Misconduct of MPF Intermediaries (MPF Core Activities Series Module 3)

[3 October 2025 2:30pm Zoom] Common Offences and Misconduct of MPF Intermediaries (MPF Core Activities Series Module 3)

HK$180.00