My cart

0 item(s) - HK$0.00

  • Your shopping cart is empty!

[One hour certificate issue] 20 Jun 2025 Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation
[One hour certificate issue] 20 Jun 2025 Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation

[One hour certificate issue] 20 Jun 2025 Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation

HK$480.00
Product Code: 80/257/46-1
Viewed 42 times
Description

Item specifics

  • HKCAAVQ Ref no. 80/257/46
  • Mode Zoom
  • Written/Spoken Language Chi/Can
  • IA CPD (hours) 4 CPD
  • MPFA CPD (hours) 4 Non-Core
  • SFC CPT (hours) 3.5 RC / 0.5 Ethics

Product Description

Date: 20 June 2025 (Friday)
Time: 10:00 - 12:00 & 14:30 - 16:30

Speedy Certificate Issuance: Guaranteed certificate issue within one Hour after successful completion of the course (Not applicable for discounted and reward points purchases course)

Course Objectives

  • Learn key point to obtaining the proper securities license.
  • Helping practice and various question types and answering skills in the shortest time possible.
  • Helping to master the test skills easily by combines the key points of the test.

The course mainly covers below major topics:

  • Regulatory overview of the Hong Kong financial industry
  • Principles of relevant HK law and the new Companies Ordinance (NCO)
  • Securities and Futures Ordinance (SFO)
  • Licensing and registration, and subsidiary legislation
  • Business conduct and client relations
  • Business operations and practices
  • Participating in the Hong Kong Exchanges
  • Corporate finance and SFC authorized products
  • Market misconduct and improper trading practice
[One hour certificate issue] 20 Jun 2025 Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation

[One hour certificate issue] 20 Jun 2025 Intensive Course: Licensing Examination for Securities and Futures Intermediaries (Paper 1, Paper 7, and Paper 8) Paper 1: Fundamentals of Securities and Futures Regulation

HK$480.00